Chief Compliance Officer

LedgerX is seeking a Chief Compliance Officer who will be responsible for overseeing LedgerX's compliance program. The CCO will monitor trading and clearing activity on the SEF and DCO to ensure compliance with LedgerX Rules and applicable CFTC laws and regulations. The CCO's day-to-day responsibilities include surveillance of the LedgerX markets, overseeing reporting obligations, and ensuring compliance with AML / KYC policies. The CCO is also responsible for writing the annual compliance report and for refining LedgerX policies and procedures as appropriate.

The CCO will be the primary point of contact for regulators, responding to regulatory inquiries and engaging with regulators on business developments. The CCO should have experience in legal and / or compliance and familiarity with SEF and DCO laws and regulations. Additionally, the CCO should have an interest in digital currencies and a desire to work in an engineering-first organization.

The CCO reports to the CEO and to the Regulatory Oversight Committee.


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